During compliance review, individual documents are accepted or rejected.
If a document is rejected, the Compliance team will leave a note explaining the reason for rejection. TCs can view the status of a document and notes by opening the transaction checklist in the Side app.
The TC should work with their team to make all required corrections and upload corrected documents to the transaction file. The Compliance team will review corrected documents, prioritized by closing date, within 3 business days of resubmission.
Note: The Compliance team is not notified when notes are left in the file unless there is a newly uploaded document for review.